The AOA has a wide range of sanctions or other remedial actions which it may impose when it considers it appropriate to do so.
Under the AOL, we can cancel or suspend the registration of a recognized auditor, or make the registration subject to conditions.
Section 600 of the Rules deals with disciplinary actions. A download of the Rules can be found here [download].
The AOA’s annual report will include summary information on inspection findings and disciplinary actions.
Specific details of disciplinary actions which the AOA considers it in the public interest to disclose, and which the AOA is legally able to disclose, will appear on this web page.
